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Following the Treasury's confirmation that it intends to introduce a new "regulatory gateway" for authorised firms approving financial promotions, the FCA has launched a consultation (CP22/27) on proposals to operationalise this new gateway. Complementing a wider programme of reform to the financial promotions regime, the proposals will affect both authorised firms approving financial promotions as well as unauthorised firms communicating approved financial promotions. In this alert we provide an overview of the gateway structure, explain the FCA's proposals in more detail, and set out the wider context of reform to the regime.
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